RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

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      Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
      501KADES & CHEIFETZ, LLC$511,330$421,335,696—$421,335,696
      502PALO ALTO WEALTH ADVISORS, LLC$1,177,420$421,005,174$160,640,478$581,645,652
      503WEALTHVALUES, LLC$2,350,591$420,755,858—$420,755,858
      504RED HOOK MANAGEMENT$1,518,770$420,699,422—$420,699,422
      505IRONWOOD FINANCIAL, LLC$878,792$420,312,179$16,447,325$436,759,504
      506TRANQUILITY PARTNERS, LLC$779,251$420,294,656$37,905,056$458,199,712
      507CORNERSTONE WEALTH ADVISORS, INC.$333,388$419,376,648$35,364,613$454,741,261
      508GEN FINANCIAL MANAGEMENT INC.$1,023,116$419,333,000$38,000,000$457,333,000
      509ALJIAN CAPITAL MANAGEMENT$465,537$419,195,628$7,235,889$426,431,517
      510DHR INVESTMENT COUNSEL LTD$646,981$417,668,972$52,686,131$470,355,103
      511TRUE WEALTH DESIGN, LLC$389,604$416,875,913—$416,875,913
      512LOUNTZIS ASSET MANAGEMENT, LLC$1,696,123$415,550,049—$415,550,049
      513FINANCIAL SECURITY MANAGEMENT, INC$186,355$415,044,292$1,272,348$416,316,640
      514GEM ASSET MANAGEMENT, LLC$431,332$414,078,422—$414,078,422
      515ALLIUM FINANCIAL ADVISORS, LLC$730,638$413,442,461$12,519,295$425,961,756
      516CLARE MARKET INVESTMENTS, LLC$624,856$412,405,000—$412,405,000
      517ALPHA FINANCIAL ADVISORS, LLC$294,319$412,341,503—$412,341,503
      518SOUNDMARK WEALTH MANAGEMENT, LLC$482,365$411,939,374—$411,939,374
      519DAY & ENNIS, LLC$495,178$411,467,423$1,015,505$412,482,928
      520MARK SHEPTOFF FINANCIAL PLANNING LLC$507,935$411,427,392—$411,427,392
      521CAMBRIDGE FINANCIAL GROUP, LLC$335,639$411,157,806—$411,157,806
      522WESTOVER CAPITAL ADVISORS, LLC$732,879$411,144,992—$411,144,992
      523ROVIN CAPITAL$240,899$411,115,000$38,885,000$450,000,000
      524CORE WEALTH ADVISORS, INC.$580,086$410,561,029$139,678$410,700,707
      525BETA WEALTH GROUP, INC$1,043,003$409,900,000—$409,900,000
      526ROBINSWOOD FINANCIAL$419,319$409,523,469$3,086,619$412,610,088
      527PRISM ADVISORS, INC.$624,161$409,261,174$8,926,906$418,188,080
      528ORIN GREEN FINANCIAL, LLC$511,369$408,489,448$3,162,608$411,652,056
      529HARBOUR INVESTMENT MANAGEMENT L.L.C.$840,625$406,862,546—$406,862,546
      530BETTERWEALTH LLC$357,396$406,292,073$8,287,323$414,579,396
      531NOVA R WEALTH, INC.$436,788$406,037,157$14,153,250$420,190,407
      532BEACON HARBOR WEALTH ADVISORS$387,953$405,410,468—$405,410,468
      533ATWATER MALICK$475,797$405,379,058—$405,379,058
      534RESOLUTE FINANCIAL, LLC$303,956$404,628,472$39,147,150$443,775,622
      535HERITAGE WEALTH ADVISORS$687,173$404,057,501—$404,057,501
      536WOLFF FINANCIAL MANAGEMENT LLC$410,865$403,533,488$6,098,435$409,631,923
      537ARJUNA CAPITAL, LLC$962,731$403,384,379—$403,384,379
      538ALPHAMARK ADVISORS, LLC$409,156$403,018,605—$403,018,605
      539MMHP INVESTMENT ADVISORS$284,788$402,690,744—$402,690,744
      540BURKETT FINANCIAL SERVICES, LLC$307,519$402,437,981$14,250,000$416,687,981
      541DECKER WEALTH MANAGEMENT, LLC$647,918$400,947,260$11,776,398$412,723,658
      542GLOBAL VIEW INVESTMENT ADVISORS, LLC$276,605$400,493,555$3,626,486$404,120,041
      543WOLF GROUP CAPITAL ADVISORS$598,294$400,368,797$8,266,304$408,635,101
      544DEDORA CAPITAL, INC.$312,467$400,115,577$5,465,977$405,581,554
      545WHITE PINE INVESTMENT CO$467,820$399,986,095—$399,986,095
      546REDMOND ASSET MANAGEMENT, LLC$1,104,857$399,570,118$30,219,256$429,789,374
      547BLUE ZONE WEALTH ADVISORS, LLC$1,344,127$399,205,735—$399,205,735
      548JONATHAN D. POND, LLC$2,203,112$398,763,287—$398,763,287
      549NEW ENGLAND GUILD WEALTH ADVISORS, INC.$553,825$396,538,657—$396,538,657
      550PEAK FINANCIAL MANAGEMENT INC$304,586$395,961,220—$395,961,220
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      Showing 501 to 550 of 1,990 entries

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      Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

      For more information about the RIA Data Center, please contact InvestmentNews Research.

      Reprints: For reprints of these rankings, please contact Caroline Murphy.

      *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

      Database last updated on July 2021.